John P. Sadowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Sadowski, who also goes by John Sadowski, J.p. Sadowski, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2018. John had worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2018 - January 2, 2019
TROUT CAPITAL LLC
December 1, 2018 - February 6, 2020
SOLEBURY CAPITAL LLC
December 1, 2018 - March 16, 2022
HARRIS WILLIAMS
December 1, 2018 - July 25, 2022
PNC WEALTH MANAGEMENT LLC
December 1, 2018 - July 25, 2022
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TROUT CAPITAL LLC
CRD#: 131489 / SEC#: , 8-66474
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
