Pamela Lynn Kwiatkoski
Professional Summary
Pamela Lynn Kwiatkoski, who also goes by Pamela Lynn Recker, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Pittsburgh, Pennsylvania and HARRIS WILLIAMS located in Richmond, Virginia. Pamela is registered as a RR (Registered Representative) and started their career in finance in 1987. Pamela has worked at 12 firms and has passed the Series 63, Series 72, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pamela Lynn Recker
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Years of Experience
39 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Current Firm
SOLEBURY CAPITAL LLC
Contact Information
Main Address
400 South River Road, Suite 300, New Hope, PA 18938Mailing Address
400 South River Road, Suite 300, New Hope, PA 18938Phone Number
(215) 862-7234Established
Pennsylvania since 05/16/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | — |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(1/17/2019)
(1/1/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2002About the Series 9 examSRO Registrations
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - BD
Click below to view Pamela Lynn Kwiatkoski's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
