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John Sullivan
TITAN
New York, NY 10012
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CRD#: 7010825
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Professional summary
John Sullivan, who also goes by Jack Sullivan, Jack Sullivan, is a registered financial advisor currently at TITAN located in New York, New York and TITAN GLOBAL TECHNOLOGIES LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Sullivan | Jack Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business name: Titan Global Technologies LLC Investment-related: Yes Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: SEC-registered broker-dealer, Member FINRA/SIPC. Position/title/relationship: Director, Wealth Advisor Start date: 04/2022 Hours/month: 16 Hours/month during securities trading hours: 16 Duties: Brokerage-related activities. Business Name: Titan Global Capital Management USA LLC Investment-Related: Yes Business Address: 508 LaGuardia Pl, New York, NY 10012 Nature of Business: SEC-registered investment adviser. Position/Title/Relationship: Director, Wealth Advisor Start Date: 04/2022 Hours/Month: 144 Hours/Month During Securities Trading Hours: 144 Duties: Investment advisory and related activities. Business name: Titan Global Capital Management, Inc. Investment-related: No Business address: 508 LaGuardia Pl, New York, NY 10012 Nature of business: Parent company providing technology platform for regulated subsidiaries. Position/title/relationship: Director, Wealth Advisor Start date: 04/2022 Hours/month: 0 Hours/month during securities trading hours: 0 Duties: None. Compensation by Titan Global Capital Management, Inc. is reimbursed by subsidiary regulated entities.
CRS (Client Relationship Summary) - RIA
Click below to view John Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2022 - Present
TITAN
Office #1: 508 Laguardia Place, New York, NY 10012RIA
CRD#: 290111
New York, NY
Current
April 27, 2022 - Present
TITAN GLOBAL TECHNOLOGIES LLC
Office #1: 508 Laguardia Place, New York, NY 10012BD
CRD#: 312379
New York, NY
Past
March 29, 2019 - April 5, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NEW YORK, NY
Past
September 21, 2018 - April 5, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TITAN
TITAN | WHISKER TECHNOLOGIES, INC. | TITAN INVEST | TITAN GLOBAL CAPITAL MANAGEMENT USA LLC
CRD#: 290111 / SEC#: 801-112142
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/6/2025)
RR
Alaska(3/6/2025)
RR
Arizona(3/6/2025)
RR
Arkansas(3/6/2025)
RR
California(3/6/2025)
RR
Colorado(3/6/2025)
RR
Connecticut(3/6/2025)
RR
Delaware(3/6/2025)
RR
District of Columbia(3/6/2025)
RR
Florida(3/6/2025)
RR
Georgia(3/6/2025)
RR
Hawaii(3/6/2025)
RR
Idaho(3/6/2025)
RR
Illinois(3/6/2025)
RR
Indiana(3/6/2025)
RR
Iowa(3/6/2025)
RR
Kansas(3/6/2025)
RR
Kentucky(3/6/2025)
RR
Louisiana(3/6/2025)
RR
Maine(3/6/2025)
RR
Maryland(3/6/2025)
RR
Massachusetts(3/6/2025)
RR
Michigan(3/6/2025)
RR
Minnesota(3/6/2025)
RR
Mississippi(3/6/2025)
RR
Missouri(3/6/2025)
RR
Montana(3/6/2025)
RR
Nebraska(3/6/2025)
RR
Nevada(3/6/2025)
RR
New Hampshire(3/6/2025)
RR
New Jersey(3/6/2025)
RR
New Mexico(3/6/2025)
RR
New York(4/27/2022)
IAR
New York(10/13/2022)
RR
North Carolina(3/6/2025)
RR
North Dakota(3/6/2025)
RR
Ohio(3/7/2025)
RR
Oklahoma(3/6/2025)
RR
Oregon(4/27/2022)
RR
Pennsylvania(3/6/2025)
RR
Puerto Rico(3/6/2025)
RR
Rhode Island(3/6/2025)
RR
South Carolina(3/6/2025)
RR
South Dakota(3/6/2025)
RR
Tennessee(3/6/2025)
RR
Texas(3/6/2025)
RR
Utah(3/6/2025)
RR
Vermont(3/6/2025)
RR
Virgin Islands(3/6/2025)
RR
Virginia(3/6/2025)
RR
Washington(3/6/2025)
RR
West Virginia(3/6/2025)
RR
Wisconsin(3/6/2025)
RR
Wyoming(3/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TITAN
TITAN | WHISKER TECHNOLOGIES, INC. | TITAN INVEST | TITAN GLOBAL CAPITAL MANAGEMENT USA LLC
CRD#: 290111 / SEC#: 801-112142
RIA
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Contact information
Main Address
508 Laguardia Place, New York, NY 10012
Mailing Address
Phone number
(973) 490-4042
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,387 |
| AUM (Assets Under Management) | $ 1,117,366,876 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
