Malcolm I. Reynolds

BETTERMENT SECURITIES

NEW YORK, NY 10001

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CRD#: 7008588

Professional summary

Malcolm Ii Reynolds, who also goes by Malcolm Jamex Reynolds, Malcolm Reynolds, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.

Malcolm is registered as a RR (Registered Representative) and started their career in finance in 2018. Malcolm has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Malcolm Jamex Reynolds | Malcolm Reynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: Meta INVESTMENT RELATED: No ADDRESS: Malvern, PA NATURE OF BUSINESS: Data Collection POSITION: Associate START DATE: 2/2022 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: collecting user data

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Malcolm Ii Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2024 - Present

BETTERMENT SECURITIES

Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001

CRD#: 47788

NEW YORK, NY

Past

April 5, 2022 - February 15, 2023

TITAN GLOBAL TECHNOLOGIES LLC

CRD#: 312379

NEW YORK, NY

Past

October 1, 2019 - April 8, 2022

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

December 21, 2018 - April 8, 2022

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/11/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/31/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/23/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BETTERMENT SECURITIES

BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC

CRD#: 47788 / SEC#: , 8-51906

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

450 West 33rd Street 11th Floor, New York, NY 10001

Mailing Address

450 West 33rd Street 11th Floor, New York, NY 10001

Phone number

(212) 228-1328

Established

New York since 07/22/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BETTERMENT HOLDINGS, INC.	PARENT COMPANY
FELDMAN, RICHARD MARK	PRINCIPAL FINANCIAL OFFICER	2273453
KHENTOV, BORIS	PRESIDENT	6216649
KRAMER, ANDREW JOHNATHAN	PRINCIPAL OPERATIONS OFFICER	6393302
ROSENBLOOM, SETH JOSEPH	CHIEF LEGAL OFFICER	6612490
WOLDOW, BRIAN JEFFREY	CHIEF COMPLIANCE OFFICER	2773616

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Malcolm I. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Malcolm Ii Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITAN GLOBAL TECHNOLOGIES LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2019

Series 63

Date: 1/31/2019

Series 7TO

Date: 12/21/2018

SIE

Date: 10/23/2018

Series 24

Date: 10/17/2025

FINRA

Current Firm

BETTERMENT SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BETTERMENT SECURITIES

TRUST BUT VERIFY

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