SS
Samantha J. Schoen
WELLINGTON FUNDS DISTRIBUTORS
Boston, MA 02210
CRD#: 7006907
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SS
Samantha Jane SchoenWELLINGTON FUNDS DISTRIBUTORS
Professional summary
Samantha Jane Schoen, who also goes by Samantha Jane Schoen Ms, is a registered financial professional currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in Boston, Massachusetts.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2018. Samantha has worked at 2 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 30 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Samantha Jane Schoen Ms
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samantha Jane Schoen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2026 - Present
WELLINGTON FUNDS DISTRIBUTORS INC.
Office #1: 280 Congress Street, Boston, MA 02210BD
CRD#: 152768
Boston, MA
Past
October 30, 2018 - January 23, 2026
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2026)
RR
Alaska(1/30/2026)
RR
Arizona(1/30/2026)
RR
Arkansas(1/30/2026)
RR
California(1/30/2026)
RR
Colorado(1/30/2026)
RR
Connecticut(1/30/2026)
RR
Delaware(1/30/2026)
RR
District of Columbia(1/30/2026)
RR
Florida(1/30/2026)
RR
Georgia(1/30/2026)
RR
Hawaii(1/30/2026)
RR
Idaho(1/30/2026)
RR
Illinois(1/30/2026)
RR
Indiana(1/30/2026)
RR
Iowa(1/30/2026)
RR
Kansas(1/30/2026)
RR
Kentucky(1/30/2026)
RR
Louisiana(1/30/2026)
RR
Maine(1/30/2026)
RR
Maryland(1/30/2026)
RR
Massachusetts(1/30/2026)
RR
Michigan(1/30/2026)
RR
Minnesota(1/30/2026)
RR
Mississippi(1/30/2026)
RR
Missouri(1/30/2026)
RR
Montana(1/30/2026)
RR
Nebraska(1/30/2026)
RR
Nevada(1/30/2026)
RR
New Hampshire(1/30/2026)
RR
New Jersey(1/30/2026)
RR
New Mexico(1/30/2026)
RR
New York(1/30/2026)
RR
North Carolina(1/30/2026)
RR
North Dakota(1/30/2026)
RR
Ohio(1/30/2026)
RR
Oklahoma(1/30/2026)
RR
Oregon(1/30/2026)
RR
Pennsylvania(1/30/2026)
RR
Rhode Island(1/30/2026)
RR
South Carolina(1/30/2026)
RR
South Dakota(1/30/2026)
RR
Tennessee(1/30/2026)
RR
Texas(1/30/2026)
RR
Utah(1/30/2026)
RR
Vermont(1/30/2026)
RR
Virginia(1/30/2026)
RR
Washington(1/30/2026)
RR
West Virginia(1/30/2026)
RR
Wisconsin(1/30/2026)
RR
Wyoming(1/30/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WELLINGTON FUNDS DISTRIBUTORS INC.
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC
CRD#: 152768 / SEC#: , 8-68476
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
280 Congress Street, Boston, MA 02210
Mailing Address
280 Congress Street, Boston, MA 02210
Phone number
(617) 951-5000
Established
Delaware since 10/29/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLINGTON MANAGEMENT FUNDS HOLDINGS LLP | HOLDING COMPANY | |
| COYNE, LAURA ANN ESQ. | DIRECTOR | 7053320 |
| GEORGE, JEFFREY BRIAN | DIRECTOR | 8180600 |
| KOPEC, CHRISTINA | DIRECTOR | 5929352 |
| MACKENZIE, BRENDAN MICHAEL | DIRECTOR | 5051963 |
| MARTIN, SARA ANN | CHIEF LEGAL OFFICER | 7469775 |
| MILLEN, SARAH MACKTEZ | CHIEF FINANCIAL OFFICER | 7116565 |
| SHANNON, MARY KEHOE | PRESIDENT | 6439388 |
| SHANNON, MARY KEHOE | DIRECTOR | 6439388 |
| WILLIAMS, ASHLEY LEIGH | CHIEF COMPLIANCE OFFICER | 5498874 |
Red Flags
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