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FIRM PROFILE
Overview
WELLINGTON FUNDS DISTRIBUTORS INC. is located at 280 Congress Street, Boston, MA 02210 and was first established at Boston, Delaware in 10/29/2009. After operating for 17 years, WELLINGTON FUNDS DISTRIBUTORS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WELLINGTON FUNDS DISTRIBUTORS INC.’s clients are individuals and 0% of their clients are high net worth individuals. WELLINGTON FUNDS DISTRIBUTORS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WELLINGTON FUNDS DISTRIBUTORS INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WELLINGTON FUNDS DISTRIBUTORS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WELLINGTON FUNDS DISTRIBUTORS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WELLINGTON FUNDS DISTRIBUTORS INC. Comes From
Understanding the Statistics for WELLINGTON FUNDS DISTRIBUTORS INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
280 Congress Street, Boston, MA 02210
280 Congress Street, Boston, MA 02210
Small
(617) 951-5000
Delaware since 10/29/2009
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WELLINGTON MANAGEMENT FUNDS HOLDINGS LLP | HOLDING COMPANY | ||
| COYNE, LAURA ANN ESQ. | DIRECTOR | 7053320 | |
| GEORGE, JEFFREY BRIAN | DIRECTOR | 8180600 | |
| KOPEC, CHRISTINA | DIRECTOR | 5929352 | |
| MACKENZIE, BRENDAN MICHAEL | DIRECTOR | 5051963 | |
| MARTIN, SARA ANN | CHIEF LEGAL OFFICER | 7469775 | |
| MILLEN, SARAH MACKTEZ | CHIEF FINANCIAL OFFICER | 7116565 | |
| SHANNON, MARY KEHOE | PRESIDENT | 6439388 | |
| SHANNON, MARY KEHOE | DIRECTOR | 6439388 | |
| WILLIAMS, ASHLEY LEIGH | CHIEF COMPLIANCE OFFICER | 5498874 |
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Advisor's working at WELLINGTON FUNDS DISTRIBUTORS INC.
Steven Matthew Perlmutter
Registered Affiliation(s):WELLINGTON FUNDS DISTRIBUTORS INC.
Gregory Lance Williams
Registered Affiliation(s):WELLINGTON MANAGEMENT COMPANY LLP
Jared Allen Synnestvedt
Registered Affiliation(s):WELLINGTON FUNDS DISTRIBUTORS INC.
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