TN
Thomas Nickerson
FLORIDA FINANCIAL ADVISORS
Jacksonville, FL 32202
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CRD#: 7006876
TN
Professional summary
Thomas Nickerson, who also goes by Thomas Edmund Nickerson, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Jacksonville, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Jacksonville, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 3 firms and has passed the Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Edmund Nickerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Trinity Wealth Securities. Investment Related. Winter Park, FL 32789. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 03/2019. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities. 2.Florida Financial Advisors. Investment Related. Winter Park, FL 32789. Nature of Business: RIA. Position: Financial Consultant. Start Date: 08/2018. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. 3)Florida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 03/2019. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. 4) 1661 Riverside Ave, Ste 210, Jacksonville, FL 32207 Rental business. Not Investment Related. Beginning 08/2024. Hours per Month: 1. Duties: management of payments and tenant satisfaction. 5) Nickerson Wealth. Not Investment Related. 1211 River Oaks Rd, Jacksonville, FL 32207. Business Nature: Consulting. Position: Owner. Start Date: 1/1/2024. Hrs Per Month: 20. Hrs Per Month during Trading Hours: 0. Duties: Owner and operations of business.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Nickerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 1 Independent Drive 30th Floor, Jacksonville, FL 32202RIA
CRD#: 288811
Jacksonville, FL
Current
March 5, 2019 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 1 Independent Drive Suite 201, Jacksonville, FL 32202BD
CRD#: 104348
Jacksonville, FL
Past
September 17, 2018 - February 25, 2019
IFS SECURITIES
BD
CRD#: 40375
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/2/2019)
RR
Florida(3/5/2019)
IAR
Texas(6/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811Jacksonville, FL 32202TRUST BUT VERIFY
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