Kyle Simmons

SIMMONS INVESTMENT MANAGEMENT

LOUISVILLE, CO 80027

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CRD#: 7006382

Professional summary

Kyle Simmons is a registered financial advisor currently at SIMMONS INVESTMENT MANAGEMENT LLC located in Louisville, Colorado.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kyle has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Simmons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2021 - Present

SIMMONS INVESTMENT MANAGEMENT LLC

Office #1: 950 Spruce St Suite 1f, Louisville, CO 80027

RIA

CRD#: 314723

LOUISVILLE, CO

Past

October 19, 2018 - August 2, 2019

GREAT LIFE FINANCIAL PLANNING LLC

RIA

CRD#: 298526

BROOMFIELD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/14/2021)

IAR

Texas
(5/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2018

Uniform Investment Adviser Law Examination

Current Firm

SIMMONS INVESTMENT MANAGEMENT LLC

CRD#: 314723 / SEC#:

Colorado

Registered Investment Advisory firm - (6/14/2021 Approved)

Texas

Registered Investment Advisory firm - (5/17/2022 Conditional Restricted)

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Contact information

Main Address

950 Spruce St Suite 1f, Louisville, CO 80027

Mailing Address

Phone number

(720) 432-1743

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 20,952,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Simmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMMONS INVESTMENT MANAGEMENT LLC

GREAT LIFE FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2018

Current Firm

SIMMONS INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMMONS INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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