Nickolaus C. Von Dohlen

CROSSGATE WEALTH ADVISORS

NEWTOWN, PA 18940

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CRD#: 7006364

Professional summary

Nickolaus Christopher Von Dohlen, CFP® is a registered financial advisor currently at CROSSGATE WEALTH ADVISORS, LLC located in Newtown, Pennsylvania.

Nickolaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nickolaus has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolaus Christopher Von Dohlen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

December 12, 2018 - Present

CROSSGATE WEALTH ADVISORS, LLC

Office #1: 125 Pheasant Run Suite 100, Newtown, PA 18940

RIA

CRD#: 121856

NEWTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSSGATE WEALTH ADVISORS, LLC

CORNERSTONE FINANCIAL CONSULTING | REA, JOHN DAVID | CROSSGATE WEALTH ADVISORS, LLC | CROSSGATE WEALTH ADVISORS

CRD#: 121856 / SEC#: 801-80475

RIA

Registered Investment Advisory firm - (10/27/2014 Approved)

New Jersey

Registered Investment Advisory firm - (11/26/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/24/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2018

Uniform Investment Adviser Law Examination

Current Firm

CROSSGATE WEALTH ADVISORS, LLC

CORNERSTONE FINANCIAL CONSULTING | REA, JOHN DAVID | CROSSGATE WEALTH ADVISORS, LLC | CROSSGATE WEALTH ADVISORS

CRD#: 121856 / SEC#: 801-80475

RIA

Registered Investment Advisory firm - (10/27/2014 Approved)

New Jersey

Registered Investment Advisory firm - (11/26/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/24/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2016 Terminated)

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Contact information

Main Address

125 Pheasant Run Suite 100, Newtown, PA 18940

Mailing Address

Phone number

(215) 860-2234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (2/17/2025)

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 236,163,322

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/19/2025	Cover Page	Report
09/05/2024	Cover Page	Report
01/10/2024	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nickolaus C. Von Dohlen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolaus Christopher Von Dohlen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSGATE WEALTH ADVISORS, LLC

Primary Firm SEC Registration

CROSSGATE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2018

Current Firm

CROSSGATE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CROSSGATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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