Brendan P. Begley
Professional summary
Brendan P Begley is a registered financial professional currently at BROOKFIELD SECURITIES LLC located in New York, New York.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2018. Brendan has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan P Begley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
BROOKFIELD SECURITIES LLC
Office #1: 225 Liberty Street 8th Floor, New York, NY 10281September 24, 2018 - February 15, 2022
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 9/18/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROOKFIELD SECURITIES LLC
CRD#: 327792 / SEC#: , 8-71170
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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