CL

Chung-ming Lee

RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Chung-ming Lee is a registered financial professional at GRIFFINEST ASIA SECURITIES, LLC located in Pasadena, California.

Chung-ming is registered as a RR (Registered Representative) and started their career in finance in 2018. Chung-ming has worked at 1 firm .

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
GRIFFINEST ASIA SECURITIES, LLC (#132187)
3452 East Foothill Blvd Suite 100, Pasadena, CA, 91107
8/16/2018 - Current
PREVIOUS EMPLOYER (0)
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Chung-ming Lee

RR
Experience: 5 years / 1 firms
CRD#: 7005157


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo

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