Michael Hall Mason, who also goes by Michael Mason, is a registered financial advisor at TRUIST ADVISORY SERVICES, INC. located in Knoxville, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Knoxville, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (21)
New Hampshire (4/24/2019)
North Carolina (4/24/2019)
South Carolina (4/24/2019)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
TRUIST ADVISORY SERVICES, INC. (#283390)
900 South Gay Street 4th Floor, Knoxville, TN, 37902
2/27/2019 - Current
TRUIST INVESTMENT SERVICES, INC. (#17499)
7610 Gleason Dr, Knoxville, TN, 37919
1/22/2019 - Current
PREVIOUS EMPLOYER (0)
Michael Hall Mason
Experience: 4 years / 2 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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