SL

Stephen Lowery

RR
stephen lovon lowery,stephen l lowery
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Stephen Lowery, who also goes by Stephen Lovon Lowery, Stephen L Lowery, is a registered financial professional at J.P. MORGAN SECURITIES LLC located in San Diego, California.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (4)
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RR
California (10/31/2018)
RR
Kentucky (4/19/2022)
RR
Ohio (6/27/2023)
RR
Pennsylvania (1/14/2021)
SRO REGISTRATIONS (25)
RR
BOX Exchange LLC APPROVED
RR
Cboe BYX Exchange, Inc. APPROVED
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Cboe BZX Exchange, Inc. APPROVED
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Cboe C2 Exchange, Inc. APPROVED
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Cboe EDGA Exchange, Inc. APPROVED
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Cboe EDGX Exchange, Inc. APPROVED
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Cboe Exchange, Inc. APPROVED
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FINRA APPROVED
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Investors' Exchange LLC APPROVED
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Long-Term Stock Exchange, Inc. APPROVED
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MEMX LLC APPROVED
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MIAX Emerald, LLC APPROVED
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MIAX PEARL, LLC APPROVED
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Miami International Securities Exchange, LLC APPROVED
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NYSE American LLC APPROVED
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NYSE Arca, Inc. APPROVED
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NYSE Chicago, Inc. APPROVED
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NYSE National, Inc. APPROVED
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Nasdaq BX, Inc. APPROVED
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Nasdaq GEMX, LLC APPROVED
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Nasdaq ISE, LLC APPROVED
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Nasdaq MRX, LLC APPROVED
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Nasdaq PHLX LLC APPROVED
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Nasdaq Stock Market APPROVED
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New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
J.P. MORGAN SECURITIES LLC (#79)
3433 Del Mar Hts Rd, San Diego, CA, 92130
10/19/2018 - Current
PREVIOUS EMPLOYER (0)
SL
Claim Profile

Stephen Lowery

RR
Experience: 5 years / 1 firms
CRD#: 7004689


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo

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