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Shahbaz Nayyar

SHEA & COMPANY
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7004614
SN

Professional summary

Shahbaz Nayyar is a registered financial professional currently at SHEA & COMPANY located in San Francisco, California.

Shahbaz is registered as a RR (Registered Representative) and started their career in finance in 2021. Shahbaz has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shahbaz Nayyar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2021 - Present

SHEA & COMPANY

Office #1: 601 Montgomery St Suite 2010, San Francisco, CA 94111
BD
CRD#: 150965
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/26/2021)
RR
Massachusetts
(7/26/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/10/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/26/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

S&
SHEA & COMPANY
SHEA & COMPANY | SHEA & COMPANY, LLC

CRD#: 150965 / SEC#: , 8-68319

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
111 Huntington Avenue Suite 2900, Boston, MA 02199
Mailing Address
111 Huntington Avenue Suite 2900, Boston, MA 02199
Phone number
(617) 896-2247
Established
Massachusetts since 01/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHEA, MICHAEL HARVEY MURRAYMANAGING DIRECTOR, CEO2712976
BARKER, MICHAEL SCOTTMANAGING DIRECTOR2368655
BEATON, DANIEL STEWARTFINOP4240769
FALVEY, PETER MIAHMANAGING DIRECTOR2754289
PINGPANK, CHRISTOPHER JEFFREYMANAGING DIRECTOR, CCO4191045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHEA & COMPANY

CRD#: 150965San Francisco, CA 94111

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