KO
Katherine R. Oliver
INVESTORS ASSET MANAGEMENT OF GEORGIA
Atlanta, GA 30328
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CRD#: 7004445
KO
Professional summary
Katherine Rigby Oliver is a registered financial advisor currently at INVESTORS ASSET MANAGEMENT OF GEORGIA INC located in Atlanta, Georgia.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Katherine has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KIPP Metro Atlanta Address: 504 Fair Street Atlanta GA 30313 Position: Development Committee Started: 08/2018 Investment related: No devote about 5 hours a month KIPP (~2 during business hours). Duties are fundraising. 2. Leukemia & Lymphoma Society, Atlanta GA, Non-Investment related, Nature of business: donations/fundraisers, Position: Candidate for woman of the year, started March 25, 2021, devote 10 hours/month; devote 5 hours/month during securities trading hours. Duties: Fundraising. 3. Kristine Pettoni Foundation; non-investment related; 981 Blue Ridge Avenue, Philanthropy; Advisor; October 2022; 2 hrs/month; N/A during trading hours; Advising women on finance
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Rigby Oliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2018 - Present
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
Office #1: 7000 Peachtree Dunwoody Road Bldg 9 Suite 200, Atlanta, GA 30328RIA
CRD#: 106796
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC
CRD#: 106796 / SEC#: 801-37633
RIA
Registered Investment Advisory firm - (11/1/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(11/6/2018)
Current Firm
IA
INVESTORS ASSET MANAGEMENT OF GEORGIA INC
INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC
CRD#: 106796 / SEC#: 801-37633
RIA
Registered Investment Advisory firm - (11/1/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7000 Peachtree Dunwoody Road Bldg 9 Suite 200, Atlanta, GA 30328
Mailing Address
Phone number
(770) 394-5619
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 683 |
| AUM (Assets Under Management) | $ 401,298,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
