Sonia Ivelisse Valentin Lugo, who also goes by Sonia IVelisse Valentin, is a registered financial professional at ORIENTAL FINANCIAL SERVICES LLC located in San Juan, undefined.
Sonia is registered as a RR (Registered Representative) and started their career in finance in 2018. Sonia has worked at 1 firm and has passed the SIE and Series 6 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
Puerto Rico (8/24/2018)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
ORIENTAL FINANCIAL SERVICES LLC (#29753)
254 Munoz Rivera Ave, 2nd Floor Oriental Group Center, San Juan, PR, 00919
8/24/2018 - Current
PREVIOUS EMPLOYER (0)
Sonia Ivelisse Valentin Lugo
Experience: 5 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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