Ryan Macmillan, who also goes by Ryan Ethan Macmillan, is a registered financial professional at MOELIS & COMPANY LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 79TO and SIE exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
MOELIS & COMPANY LLC (#145115)
399 Park Avenue 4th Floor, New York, NY, 10022
7/16/2022 - Current
PREVIOUS EMPLOYER (0)
Experience: 1 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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