Anna Kathryn Schiffbauer, CFP is a registered financial advisor at HAMILTON CAPITAL located in Columbus, Ohio.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Anna has worked at 1 firm and has passed the Series 65 exam.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Certified Financial Planner
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (0)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
HAMILTON CAPITAL (#109116)
5025 Arlington Centre Blvd Suite 300, Columbus, OH, 43220
9/5/2018 - Current
PREVIOUS EMPLOYER (0)
Anna Kathryn Schiffbauer
Experience: 5 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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