Gary L. Pitts
Professional summary
Gary Lee Pitts, who also goes by Gary Pitts, Lee Pitts, Lee Pitts, is a registered financial professional currently at IDB CAPITAL CORP. located in Beverly Hills, California.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2019. Gary has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Lee Pitts's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
IDB CAPITAL CORP.
Office #1: 9401 Wilshire Boulevard Suite # 600, Beverly Hills, CA 90212December 9, 2020 - August 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2020 - August 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2019 - April 29, 2020
J.P. MORGAN SECURITIES LLC
February 7, 2019 - May 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2023)
(12/20/2022)
(7/10/2023)
(7/10/2023)
(7/10/2023)
(7/10/2023)
(7/10/2023)
(7/10/2023)
(7/10/2023)
(12/20/2022)
(7/10/2023)
(3/17/2023)
(7/10/2023)
(7/10/2023)
Exams
Series 7TO
Date: 2/7/2019
General Securities Representative ExaminationFINRA
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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