Samuel B. Moore

ETF MODEL SOLUTIONS

APPLETON, WI 54914-8531

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CRD#: 7001995

Professional summary

Samuel Benjamin Moore, CFP® is a registered financial advisor currently at ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin and ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Samuel has worked at 2 firms and has passed the Series 65 and Series 66 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Benjamin Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 14, 2018 - Present

ETF MODEL SOLUTIONS, LLC

Office #1: W6272 Communication Court, Appleton, WI 54914-8531

RIA

CRD#: 168410

APPLETON, WI

Current

September 14, 2018 - Present

ENDOWMENT WEALTH MANAGEMENT, INC.

Office #1: W6272 Communication Court, Appleton, WI 54914-8531

RIA

CRD#: 108652

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/22/2024)

IAR

Wisconsin
(9/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/9/2017

Uniform Combined State Law Examination

Current Firm

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/27/2018 Terminated)

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Contact information

Main Address

W6272 Communication Court, Appleton, WI 54914-8531

Mailing Address

Phone number

(920) 785-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENDOWMENT WEALTH MANAGEMENT, INC. ADV BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 427,600,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel B. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Benjamin Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETF MODEL SOLUTIONS, LLC

ENDOWMENT WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

ENDOWMENT WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2018

Series 66

Date: 2/9/2017

Current Firm

ENDOWMENT WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENDOWMENT WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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