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AR

Andrew Nathan Rojas

AE WEALTH MANAGEMENT
Tampa, FL
·CRD# 7001259·7 years experience

Professional Summary

Andrew Nathan Rojas, who also goes by Andrew N Rojas, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Tampa, Florida. Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Andrew has worked at 7 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew N Rojas

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

AE WEALTH MANAGEMENT, LLC·CRD# 282580
RIA
4950 W Kennedy Blvd 200, Tampa, FL 33609
December 23, 2025 - Present
FOUNDATIONS INVESTMENT ADVISORS LLC·CRD# 175083
RIA
Tampa, FL
June 16, 2025 - November 18, 2025
OSAIC WEALTH, INC.·CRD# 23131
BD
Lakeland, FL
September 24, 2024 - May 16, 2025
OSAIC WEALTH, INC.·CRD# 23131
RIA
Lakeland, FL
June 14, 2024 - May 16, 2025
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Tampa, FL
July 12, 2023 - June 14, 2024
SEQUENT PLANNING, LLC·CRD# 160381
RIA
Phoenix, AZ
January 31, 2023 - June 30, 2023
SCOTTSDALE WEALTH ADVISORY LLC·CRD# 285907
RIA
Paradise Valley, AZ
August 22, 2022 - January 23, 2023
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Omaha, NE
January 8, 2021 - July 28, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
RIA
Omaha, NE
September 20, 2019 - December 21, 2020

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Current Firm

AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

Contact Information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Phone Number

(866) 363-9595

# of Employees

630

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

282,995

AUM (Assets Under Management)

$49,837,385,888

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bayview Wealth Management; Yes, Investment Related; 4950 W Kennedy Blvd, Ste 200, Tampa, FL 33609; Insurance Sales; POSITION Insurance Agent; Start Date 12/2025; Approx. 80 hours a month; Approx. 80 hours during trading; Insurance Sales and Services.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(12/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2019About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2024About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Nathan Rojas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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