Felix Ruiz
STRATEGIC ADVISERS | Investment Consultant
SANTA BARBARA, CA
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CRD#: 7000696
Professional summary
Felix Ruiz, who also goes by Felix Ruitz, Felix Ruiz, J Felix Ruiz Jr, J Felix Ruiz Jr, J Felix Ruiz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Santa Barbara, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Barbara, California.
Felix is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Felix has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 9 exams.
Biography
I work with my clients to help them develop financial plans customized to their needs through a wide range of strategies and services.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Felix Ruitz | Felix Ruiz | J Felix Ruiz Jr | J Felix Ruiz Jr | J Felix Ruiz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Felix Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California Santa Barbara
Bachelor of Arts (BA) - Geography
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3793 State Street, Santa Barbara, CA 93105RIA
CRD#: 104555
SANTA BARBARA, CA
Current
July 26, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3793 State Street, Santa Barbara, CA 93105BD
CRD#: 7784
SANTA BARBARA, CA
Past
January 14, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
April 7, 2021 - May 3, 2021
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Tempe, AZ
Past
December 23, 2019 - December 4, 2020
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
CARPINTERIA, CA
Past
December 6, 2018 - December 4, 2020
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/26/2021)
RR
Arizona(7/26/2021)
RR
California(7/26/2021)
IAR
California(3/31/2025)
RR
Colorado(7/26/2021)
RR
Connecticut(7/26/2021)
RR
Delaware(7/26/2021)
RR
District of Columbia(7/26/2021)
RR
Florida(7/26/2021)
RR
Georgia(7/26/2021)
RR
Hawaii(7/26/2021)
RR
Idaho(7/26/2021)
RR
Illinois(7/26/2021)
RR
Indiana(7/26/2021)
RR
Iowa(7/26/2021)
RR
Louisiana(7/26/2021)
RR
Maryland(7/26/2021)
RR
Massachusetts(7/26/2021)
RR
Minnesota(7/26/2021)
RR
Mississippi(7/26/2021)
RR
Montana(7/26/2021)
RR
Nevada(7/26/2021)
RR
New Jersey(7/26/2021)
RR
New Mexico(7/26/2021)
RR
New York(7/26/2021)
RR
North Carolina(7/26/2021)
RR
Ohio(7/27/2021)
RR
Oklahoma(7/26/2021)
RR
Oregon(7/26/2021)
RR
Pennsylvania(7/26/2021)
RR
Rhode Island(7/26/2021)
RR
South Carolina(7/26/2021)
RR
South Dakota(7/26/2021)
RR
Tennessee(7/26/2021)
RR
Texas(7/26/2021)
IAR
Texas(3/31/2025)
RR
Utah(7/26/2021)
RR
Virgin Islands(7/26/2021)
RR
Virginia(7/26/2021)
RR
Washington(7/26/2021)
RR
Wisconsin(7/26/2021)
RR
Wyoming(7/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/6/2018
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Loading...
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
