George Ayala

SACKETT WEALTH ADVISORS

Brea, CA 92821

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CRD#: 7000665

Professional summary

George Ayala Jr, who also goes by George Ayala, is a registered financial advisor currently at SACKETT WEALTH ADVISORS, INC. located in Brea, California.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. George has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Ayala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Ayala Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

SACKETT WEALTH ADVISORS, INC.

Office #1: 915 W. Imperial Highway, Suite 160, Brea, CA 92821

RIA

CRD#: 289950

Brea, CA

Past

February 22, 2020 - July 29, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SACKETT WEALTH ADVISORS, INC.

SACKETT FINANCIAL GROUP | SACKETT WEALTH ADVISORS, INC.

CRD#: 289950 / SEC#: 801-111930

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/16/2019

Securities Industry Essentials Examination

Current Firm

SACKETT WEALTH ADVISORS, INC.

SACKETT FINANCIAL GROUP | SACKETT WEALTH ADVISORS, INC.

CRD#: 289950 / SEC#: 801-111930

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

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Contact information

Main Address

915 W. Imperial Highway, Suite 160, Brea, CA 92821

Mailing Address

Phone number

(714) 671-9330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	906
AUM (Assets Under Management)	$ 181,383,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George Ayala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Ayala Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SACKETT WEALTH ADVISORS, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SACKETT WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2020

Series 7TO

Date: 12/12/2022

SIE

Date: 12/16/2019

Current Firm

SACKETT WEALTH ADVISORS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SACKETT WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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