David J. Morrison

DUKE AND DUKE WEALTH MANAGEMENT LLC

Doylestown, PA 18902

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CRD#: 6997336

Professional summary

David James Morrison, CFP®, who also goes by David James Morrison, David Morrison, is a registered financial advisor currently at DUKE AND DUKE WEALTH MANAGEMENT LLC located in Doylestown, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David James Morrison | David Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Morrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 28, 2025 - Present

DUKE AND DUKE WEALTH MANAGEMENT LLC

Office #1: 3359 Durham Road, Suite 100, Doylestown, PA 18902

RIA

CRD#: 290184

Doylestown, PA

Past

March 31, 2025 - June 24, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

VILLANOVA, PA

Past

April 17, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

VILLANOVA, PA

Past

April 15, 2024 - June 24, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

VILLANOVA, PA

Past

August 24, 2020 - March 22, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

August 30, 2018 - March 22, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/30/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUKE AND DUKE WEALTH MANAGEMENT LLC

CRD#: 290184 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/5/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/1/2017 Approved)

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Contact information

Main Address

3359 Durham Road, Suite 100, Doylestown, PA 18902

Mailing Address

Phone number

(267) 544-0333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 45,407,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Morrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Morrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2020

Series 63

Date: 9/14/2018

Series 7TO

Date: 8/5/2020

SIE

Date: 10/1/2018

Series 6

Date: 8/30/2018

Current Firm

DUKE AND DUKE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DUKE AND DUKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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