DP
Damon R. Paull
CETERA INVESTMENT ADVISERS LLC
GLEN ALLEN, VA 23059
Some features on this profile are disabled
CRD#: 6995554
DP
Professional summary
Damon Robert Paull, who also goes by Damon Paull, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glen Allen, Virginia and CETERA INVESTMENT SERVICES LLC located in Houston, Texas.
Damon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Damon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Damon Paull
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VP OF COMMUNITY OUTREACH AT ATA-HOUSTON; MARKETING FOR EVENTS, SPONSORSHIPS, AWARENESS CAMPAIGNS; 2 HRS/WK; 2. AUTHOR AND CO-AUTHOR, SELL BOOKS AND SPEAKING ENGAGEMENTS, MARKET BOOKS FOR SALE, 2 HRS/WK; 3. LEGAL SHIELD ASSOCIATE; PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS, SECURE SALE OF SOLUTIONS; 5 HRS/WK; 4. PARTNER AND CHIEF MARKETING OFFICER AT EAGLE VISION; ACCOUNTING FIRM; ADVERTISE, PROSPECT POTENTIAL CLIENTS, PRESENT BUSINESS SOLUTIONS; SECURE SALE OF BUSINESS SOLUTIONS; 5 HRS/WK; 5. OWNER OF RENTAL PROPERTY; 6. OWNER OF LLAVE CONSULTANTS LLC; TAX REPORTING PURPOSES 7. TOTUS BUSINESS SOLUTIONS LLC, GROUP LIFE, GROUP HEALTH, PAYROLL, BUSINESS SOFTWARE, 2/HRS/WK;
CRS (Client Relationship Summary) - RIA
Click below to view Damon Robert Paull's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 140 Eastshore Dr Suite 105, Glen Allen, VA 23059RIA
CRD#: 105644
GLEN ALLEN, VA
Current
June 18, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 12427 Logan Mill Dr, Houston, TX 77070BD
CRD#: 15340
HOUSTON, TX
Past
May 13, 2022 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
HOUSTON, TX
Past
December 13, 2021 - June 20, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
HOUSTON, TX
Past
January 7, 2019 - December 22, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/18/2024)
RR
Georgia(7/17/2024)
RR
Maine(6/18/2024)
RR
Missouri(6/18/2024)
RR
New Mexico(6/18/2024)
RR
North Carolina(7/2/2024)
IAR
Texas(3/21/2024)
RR
Texas(6/18/2024)
RR
Virginia(6/18/2024)
IAR
Virginia(6/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Glen Allen, VA 23059TRUST BUT VERIFY
Monitor Damon Paull
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
