KP
Kate A. Poole
NATURAL INVESTMENTS
Lansdowne, PA
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CRD#: 6994789
KP
Professional summary
Kate Anna Poole is a registered financial advisor currently at NATURAL INVESTMENTS located in Lansdowne, Pennsylvania.
Kate is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kate has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kate Anna Poole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2018 - Present
NATURAL INVESTMENTS
RIA
CRD#: 113348
Lansdowne, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATURAL INVESTMENTS
CHORDATA CAPITAL | STRATEGY SQUAD | NATURAL INVESTMENTS, LLC | NATURAL INVESTMENTS PBLLC | NATURAL INVESTMENTS | NATURAL INVESTMENT SERVICES, LLC | NATURAL INVESTMENT SERVICES, INC. | NATURAL INVESTMENT SERVICES, INC | MONEY WITH A MISSION | JUST MONEY ADVISORS
CRD#: 113348 / SEC#: 801-63874
RIA
Registered Investment Advisory firm - (2/10/2005 Approved)California
Registered Investment Advisory firm - (2/23/2005 Terminated)Colorado
Registered Investment Advisory firm - (3/16/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/28/2018)
IAR
Pennsylvania(2/3/2023)
Current Firm
NI
NATURAL INVESTMENTS
CHORDATA CAPITAL | STRATEGY SQUAD | NATURAL INVESTMENTS, LLC | NATURAL INVESTMENTS PBLLC | NATURAL INVESTMENTS | NATURAL INVESTMENT SERVICES, LLC | NATURAL INVESTMENT SERVICES, INC. | NATURAL INVESTMENT SERVICES, INC | MONEY WITH A MISSION | JUST MONEY ADVISORS
CRD#: 113348 / SEC#: 801-63874
RIA
Registered Investment Advisory firm - (2/10/2005 Approved)California
Registered Investment Advisory firm - (2/23/2005 Terminated)Colorado
Registered Investment Advisory firm - (3/16/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Windsor, CA
Mailing Address
P.o. Box 7775, #43366, San Francisco, CA 94120-7775
Phone number
(707) 758-0171
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,846 |
| AUM (Assets Under Management) | $ 1,973,943,342 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
