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Mitchell Thomas Collier

EATON VANCE DISTRIBUTORS
MINNEAPOLIS, MN
·CRD# 6994508·8 years experience

Professional Summary

Mitchell Thomas Collier, who also goes by Mitchell Collier, is a registered financial advisor currently at EATON VANCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2018. Mitchell has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitchell Collier

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

EATON VANCE DISTRIBUTORS, INC.·CRD# 37731
BD
3600 Minnesota Drive Suite 200, Minneapolis, MN 55435
February 20, 2023 - Present
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Minneapolis, MN
November 20, 2018 - November 22, 2022

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Current Firm

EV
EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731 / SEC#: 8-47939
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone Number

(617) 482-8260

Established

Massachusetts since 07/15/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLCSHAREHOLDER—
FAMIGLIETTI, FRANK JCO-PRESIDENT AND DIRECTOR2702269
KASETA, LYNN MCHIEF COMPLIANCE OFFICER6451373
KUSH, ANTHONY NPRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER7463692
LEFEVRE, BENJAMIN WILLIAMTEXAS DESIGNATED PRINCIPAL2261749
MELLO, KATARZYNA ZOFIADIRECTOR2280509
MICHAUD, DAVID ANDREWCO-PRESIDENT AND DIRECTOR2730645
RANDALL, RONALD ALLANPRINCIPAL OPERATIONS OFFICER2946509

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mitchell Thomas Collier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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