Mitchell T. Collier
Professional summary
Mitchell Thomas Collier, who also goes by Mitchell Collier, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2018. Mitchell has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Thomas Collier's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2023 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 3600 Minnesota Drive Suite 200, Minneapolis, MN 55435November 20, 2018 - November 22, 2022
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAMIGLIETTI, FRANK J | CO-PRESIDENT AND DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| MELLO, KATARZYNA ZOFIA | DIRECTOR | 2280509 |
| MICHAUD, DAVID ANDREW | CO-PRESIDENT AND DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
Red Flags
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