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LC

Liam P. Coll

NOBLES & RICHARDS
Phoenix, AZ 85054
Some features on this profile are disabled
CRD#: 6993522
LC

Professional summary

Liam Patrick Coll, who also goes by Liam P Coll, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Liam is registered as a RR (Registered Representative) and started their career in finance in 2018. Liam has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Liam P Coll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 69541 | Org Name:InstaCart | Org Addr:Phoenix, AZ, US | Nature of Bus:Deliver groceries directly to homes | Invst Rel:N | Title:Shopper | Duties:People place grocery orders on an app, I get the list of groceries and do the shopping for them. | Start Dt:02/06/2021 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Liam Patrick Coll's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054
BD
CRD#: 146870
Phoenix, AZ
Past

November 30, 2022 - November 27, 2023

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

February 8, 2021 - November 25, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SALT LAKE CITY, UT
Past

January 26, 2021 - November 10, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

July 9, 2020 - July 22, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ
Past

November 21, 2018 - May 21, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/2/2025)
RR
Alaska
(7/15/2025)
RR
Arizona
(7/8/2025)
RR
Arkansas
(8/7/2025)
RR
California
(7/2/2025)
RR
Colorado
(8/14/2025)
RR
Connecticut
(7/2/2025)
RR
Delaware
(7/9/2025)
RR
District of Columbia
(7/9/2025)
RR
Florida
(7/7/2025)
RR
Georgia
(7/2/2025)
RR
Hawaii
(7/15/2025)
RR
Idaho
(7/2/2025)
RR
Illinois
(7/10/2025)
RR
Indiana
(7/9/2025)
RR
Iowa
(7/11/2025)
RR
Kansas
(7/3/2025)
RR
Kentucky
(8/4/2025)
RR
Louisiana
(7/9/2025)
RR
Maine
(7/14/2025)
RR
Maryland
(7/11/2025)
RR
Massachusetts
(7/3/2025)
RR
Michigan
(9/10/2025)
RR
Minnesota
(7/9/2025)
RR
Mississippi
(7/9/2025)
RR
Missouri
(7/2/2025)
RR
Montana
(7/22/2025)
RR
Nebraska
(7/2/2025)
RR
Nevada
(7/9/2025)
RR
New Hampshire
(7/10/2025)
RR
New Jersey
(7/2/2025)
RR
New Mexico
(7/9/2025)
RR
New York
(9/5/2025)
RR
North Carolina
(7/9/2025)
RR
North Dakota
(7/14/2025)
RR
Ohio
(7/2/2025)
RR
Oklahoma
(7/9/2025)
RR
Oregon
(10/13/2025)
RR
Pennsylvania
(7/3/2025)
RR
Rhode Island
(7/9/2025)
RR
South Carolina
(7/9/2025)
RR
South Dakota
(7/10/2025)
RR
Tennessee
(7/9/2025)
RR
Texas
(7/2/2025)
RR
Utah
(7/2/2025)
RR
Vermont
(7/9/2025)
RR
Virginia
(7/10/2025)
RR
Washington
(7/9/2025)
RR
West Virginia
(7/9/2025)
RR
Wisconsin
(7/2/2025)
RR
Wyoming
(7/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/22/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLES & RICHARDS, INC.

CRD#: 146870Phoenix, AZ 85054

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