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RW

Ruoxin Wang

CHAINCE SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 6993148
RW

Professional summary

Ruoxin Wang, who also goes by Skyler Wang, Skyler Ruoxin Wang, is a registered financial professional currently at CHAINCE SECURITIES, LLC located in New York, New York.

Ruoxin is registered as a RR (Registered Representative) and started their career in finance in 2021. Ruoxin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Skyler Wang | Skyler Ruoxin Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ruoxin Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2026 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020
BD
CRD#: 10590
NEW YORK, NY
Past

January 20, 2026 - April 10, 2026

ST GLOBAL MARKETS USA LLC

BD
CRD#: 324143
FT. LAUDERDALE, FL
Past

January 6, 2023 - March 13, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

January 6, 2023 - March 13, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 25, 2022 - October 19, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
FLUSHING, NY
Past

January 25, 2022 - October 19, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FLUSHING, NY
Past

June 3, 2021 - November 23, 2021

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Edison, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/7/2026)
RR
Florida
(4/7/2026)
RR
New Jersey
(4/7/2026)
RR
New York
(4/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/23/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/2/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHAINCE SECURITIES, LLC
CHAINCE SECURITIES, LLC | JVDA, LLC | J.V. DELANEY & ASSOCIATES | DELANEY, JOSEPH VINCENT

CRD#: 10590 / SEC#: , 8-27564

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Phone number
(646) 283-7120
Established
Delaware since 05/15/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CHAINCE SECURITIES, INCSOLE MEMBER
DAYE, WILFRED ZHONGKEICEO4320077
GEORGE, THOMAS KEITHFIN OP5378303
HARRIS, PATRICK EUGENECHIEF COMPLIANCE OFFICER5748909
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAINCE SECURITIES, LLC

CRD#: 10590New York, NY 10020

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