Thomas Link
Professional summary
Thomas Link, who also goes by Thomas Robert Link, Thomas Link, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Houston, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 7 firms and has passed the Series 63, Series 87, Series 86, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Link's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
TD SECURITIES (USA) LLC
Office #1: 909 Fannin Street 11th Floor, Houston, TX 77010May 22, 2025 - May 29, 2026
CITIGROUP GLOBAL MARKETS INC.
July 9, 2021 - August 20, 2024
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
July 9, 2021 - August 20, 2024
PERELLA WEINBERG PARTNERS LP
April 23, 2020 - June 28, 2021
WELLS FARGO SECURITIES, LLC
September 19, 2019 - May 15, 2020
HOULIHAN LOKEY CAPITAL, INC.
September 28, 2018 - October 1, 2019
HEIGHT CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
(6/1/2026)
Exams
Series 7TO
Date: 7/2/2020
General Securities Representative Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
