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Michael Todd Ostrander

THOMAS CAPITAL GROUP
GIG HARBOR, WA
·CRD# 6991683·8 years experience

Professional Summary

Michael Todd Ostrander, who also goes by M. Todd Ostrander, Todd Ostrander, is a registered financial advisor currently at THOMAS CAPITAL GROUP, INC. located in Gig Harbor, Washington. Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 82 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

M. Todd Ostrander, Todd Ostrander

Blog Corner

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

THOMAS CAPITAL GROUP, INC.·CRD# 45180
BD
1915 49th St Ct Nw, Gig Harbor, WA 98335
April 20, 2026 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
May 28, 2025 - April 15, 2026
MERIT SECURITIES, LLC·CRD# 165470
BD
Gig Harbor, WA
August 29, 2018 - April 28, 2025

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Current Firm

TC
THOMAS CAPITAL GROUP, INC.

S.S. THOMAS & ASSOCIATES, LLC | THOMAS CAPITAL GROUP, L.L.C. | THOMAS CAPITAL GROUP, INC.

CRD#: 45180 / SEC#: 8-50986
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1915 49th St Ct Nw, Gig Harbor, WA 98335

Mailing Address

1915 49th St Ct Nw, Gig Harbor, WA 98335

Phone Number

(253) 777-4477

Established

Washington since 01/02/2008

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THOMAS, SAJAN KARINGATILPRESIDENT & CEO2659883
THOMAS, SHEELA CHERIANSHAREHOLDER3049259
MYOTT, STEPHEN JAMESMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP1143701
ALLEN-STEPHENSON, SHAMONE MAXINEDIRECTOR3269257

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/20/2026)
RR
California
(4/20/2026)
RR
Connecticut
(4/20/2026)
RR
Florida
(4/20/2026)
RR
Indiana
(4/20/2026)
RR
Nebraska
(4/20/2026)
RR
Nevada
(4/20/2026)
RR
New York
(4/20/2026)
RR
Ohio
(4/20/2026)
RR
Pennsylvania
(4/20/2026)
RR
Virginia
(4/20/2026)
RR
Washington
(4/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Aug 2018About the Series 82 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Todd Ostrander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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