Stephen James Myott
Professional Summary
Stephen James Myott, who also goes by Steve Myott, is a registered financial advisor currently at THOMAS CAPITAL GROUP, INC. located in Summerville, South Carolina. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Myott
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
S.S. THOMAS & ASSOCIATES, LLC | THOMAS CAPITAL GROUP, L.L.C. | THOMAS CAPITAL GROUP, INC.
Contact Information
Main Address
1915 49th St Ct Nw, Gig Harbor, WA 98335Mailing Address
1915 49th St Ct Nw, Gig Harbor, WA 98335Phone Number
(253) 777-4477Established
Washington since 01/02/2008Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/27/2006)
(7/27/2006)
(1/4/2001)
(7/27/2006)
(9/19/2017)
(7/27/2006)
(3/28/2000)
(7/28/2006)
(6/20/2017)
(7/27/2006)
(7/27/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen James Myott's CRS (Customer Relationship Summary).
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