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JF

John Michael Ferraro

LONGHOUSE WEALTH MANAGEMENT
ENCINITAS, CA
·CRD# 6991644·7 years experience

Professional Summary

John Michael Ferraro, who also goes by John Mike Ferraro, is a registered financial advisor currently at LONGHOUSE WEALTH MANAGEMENT located in Encinitas, California. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Mike Ferraro

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

LONGHOUSE WEALTH MANAGEMENT·CRD# 298119
RIA
187 Calle Magdalena Suite 103, Encinitas, CA 92024
December 4, 2018 - Present

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Current Firm

LW
LONGHOUSE WEALTH MANAGEMENT

LONGHOUSE INVESTMENTS LLC | LONGHOUSE WEALTH MANAGEMENT

CRD#: 298119
California
Registered Investment Advisory firm - California (8/21/2018 Approved)
Texas
Registered Investment Advisory firm - Texas (9/18/2018 Conditional Restricted)

Contact Information

Main Address

187 Calle Magdalena Suite 103, Encinitas, CA 92024

Phone Number

(760) 642-1100

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

49

AUM (Assets Under Management)

$7,250,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(12/4/2018)
IAR
Texas
(12/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2018About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Michael Ferraro's CRS (Customer Relationship Summary).

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