MH
Mayuko Hamazaki
GT INVESTMENT MANAGEMENT
Middle Village, NY
Some features on this profile are disabled
CRD#: 6991636
MH
Professional summary
Mayuko Hamazaki is a registered financial advisor currently at GT INVESTMENT MANAGEMENT, LLC located in Middle Village, New York and GT SECURITIES, INC. located in Los Angeles, California.
Mayuko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Mayuko has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business 1: Kingsdel Real Estate ?the name of the other business; Kingsdel Real Estate ?whether the business is investment-related; Kingsdel Real Estate develops condominium units mainly in New York and sells them in the market. It raises funds for development with debts and equities through private placement. ?the address of the other business; 535 Flatbush Ave Ste 313, Brooklyn NY 11225 ?the nature of the other business; Kingsdel Real Estate focuses on developing condominiums in Brooklyn in New York. It also provides financial advisory services to lenders who provide loans to real estate development and operation projects which are not Kingsdel Real Estate projects. ?your position; Partner / Consultant ?title, or relationship with the other business; Partner / Consultant ?the start date of your relationship; June 5, 2023 ?the approximate number of hours/month you devote to the other business; 63 hours / month. ?the number of hours you devote to the other business during securities trading hours; 2 hours /day. ?and briefly describe your duties relating to the other business; I develop company and real estate project introduction materials, manage Kingsdel Real Estate's website, support real estate development, and help fundraise from investors. I also provide financial advisory services to lenders providing back leverage loans to borrowers financing real estate projects. Compensation is received as Willspire Capital LLC where I am a sole member. Other Business 2: Positivi Lending ?the name of the other business; Positiviti Lending ?whether the business is investment-related; Positiviti Lending provides a peer-to-peer micro-lending platform. A lender (investor) signs Loan Agreement to participate in the micro loan program in Kenya. Positiviti Lending turns the funds from the lenders (investors) into micro loans to small enterprises in Kenya. ?the address of the other business; 2137 Herndon Ave Suite 104 Clovis, CA 93611 ?the nature of the other business; Positiviti Lending provides a peer-to-peer micro-lending platform and provides capital for entrepreneurs and small business owners to build their business and create jobs. ?your position; Micro Lending Consultant ?title, or relationship with the other business; Micro Lending Consultant ?the start date of your relationship; July 1, 2023 ?the approximate number of hours/month you devote to the other business; 20 hours / month ?the number of hours you devote to the other business during securities trading hours; 1 hour /day. ?and briefly describe your duties relating to the other business; I promote Positiviti's micro loan program to potential lenders (investors) so that the interested parties can participate in the micro-lending program. Compensation is received as Willspire Capital LLC where I am a sole member.
CRS (Client Relationship Summary) - RIA
Click below to view Mayuko Hamazaki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2024 - Present
GT INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 325619
Middle Village, NY
Current
March 28, 2024 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094BD
CRD#: 116012
Los Angeles, CA
Past
October 10, 2018 - December 20, 2022
SMBC NIKKO SECURITIES AMERICA, INC.
BD
CRD#: 28602
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/29/2024)
IAR
California(7/16/2024)
RR
New York(4/5/2024)
IAR
New York(7/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GI
GT INVESTMENT MANAGEMENT, LLC
GT INVESTMENT MANAGEMENT, LLC
CRD#: 325619 / SEC#: 801-134784
Arizona
Registered Investment Advisory firm - (8/16/2024 Approved)California
Registered Investment Advisory firm - (6/30/2023 Approved)Delaware
Registered Investment Advisory firm - (8/7/2025 Approved)Florida
Registered Investment Advisory firm - (12/16/2024 Approved)Idaho
Registered Investment Advisory firm - (10/3/2025 Approved)Michigan
Registered Investment Advisory firm - (9/11/2025 Approved)Nevada
Registered Investment Advisory firm - (9/12/2025 Approved)New York
Registered Investment Advisory firm - (5/29/2024 Approved)North Carolina
Registered Investment Advisory firm - (3/26/2024 Approved)North Dakota
Registered Investment Advisory firm - (10/16/2025 Approved)Ohio
Registered Investment Advisory firm - (3/25/2024 Approved)Oregon
Registered Investment Advisory firm - (10/17/2025 Approved)South Dakota
Registered Investment Advisory firm - (10/9/2025 Approved)Tennessee
Registered Investment Advisory firm - (9/17/2025 Approved)Texas
Registered Investment Advisory firm - (5/20/2024 Conditional Restricted)Wyoming
Registered Investment Advisory firm - (10/9/2025 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12130 Millennium Drive Suite 300, Los Angeles, CA 90094
Mailing Address
Phone number
(310) 954-2013
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 5,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
