Caroline M. Snyder
Professional summary
Caroline M Snyder, who also goes by Caroline M Groce, Caroline Morgan Groce, Caroline Groce, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 2018. Caroline has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caroline M Snyder's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2025 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078January 3, 2019 - August 26, 2025
LORD, ABBETT & CO. LLC
August 28, 2018 - August 26, 2025
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2025)
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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