Shruti Mehta
STRATEGIC ADVISERS LLC | Planning Consultant
FRISCO, TX
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CRD#: 6990801
Professional summary
Shruti Mehta is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Frisco, Texas and FIDELITY BROKERAGE SERVICES LLC located in Plano, Texas.
Shruti is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Shruti has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
Over 12 yrs of diverse experience , my practice is focused on empowering clients with knowledge, designed to simplify their financial life. Knowing you, your family and your unique perspective- is of utmost importance to me. I am here as your trustworthy resource- helping you define your financial plan, that strives to pursue your goals. I work hard to stay competent , reliable and prompt.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shruti Mehta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
KJ Somaiya Institute of Management, Mumbai, India
PGDBA(MBA) - Finance
2002
University of Rajasthan, India
Bachelor of Arts (BA) - Economics(Hons) , Psychology
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5905 Legacy Dr Suite A100, Plano, TX 75024-4118RIA
CRD#: 104555
FRISCO, TX
Current
November 17, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5905 Legacy Drive Suite A100, Plano, TX 75024BD
CRD#: 7784
Plano, TX
Past
March 25, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PLANO, TX
Past
September 14, 2018 - September 17, 2020
BBVA SECURITIES INC.
BD
CRD#: 27060
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2024)
RR
Alaska(7/30/2024)
RR
Arkansas(8/29/2022)
RR
California(8/29/2022)
RR
Colorado(8/29/2022)
RR
Florida(8/29/2022)
RR
Georgia(1/3/2025)
RR
Illinois(8/29/2022)
RR
Indiana(7/30/2024)
RR
Iowa(7/30/2024)
RR
Kentucky(7/30/2024)
RR
Louisiana(8/29/2022)
RR
Maryland(1/3/2025)
RR
Michigan(1/5/2024)
RR
Missouri(1/6/2023)
RR
Montana(1/5/2024)
RR
Nebraska(1/3/2025)
RR
Nevada(7/30/2024)
RR
New Mexico(8/29/2022)
RR
New York(8/29/2022)
RR
North Carolina(1/5/2024)
RR
Oklahoma(8/29/2022)
RR
Pennsylvania(1/6/2023)
RR
Rhode Island(1/3/2025)
RR
South Carolina(1/5/2024)
RR
South Dakota(1/5/2024)
RR
Tennessee(8/29/2022)
RR
Texas(11/17/2021)
IAR
Texas(3/31/2025)
RR
Utah(7/30/2024)
RR
Virginia(1/3/2025)
RR
Washington(8/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
