AC
Andrew Clark
FUNDS DISTRIBUTOR
BOSTON, MA 02109
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CRD#: 6990350
AC
Professional summary
Andrew Clark is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2025 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 53 State Street 33rd Floor, Boston, MA 02109BD
CRD#: 7174
BOSTON, MA
Past
June 7, 2019 - February 20, 2025
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
CHICAGO, IL
Past
June 7, 2019 - February 20, 2025
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
CHICAGO, IL
Past
September 17, 2018 - May 30, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
DOWNERS GROVE, IL
Past
August 21, 2018 - May 30, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
DOWNERS GROVE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2025)
RR
Arkansas(5/16/2025)
RR
Florida(5/16/2025)
RR
Georgia(5/16/2025)
RR
Illinois(5/16/2025)
RR
Indiana(5/16/2025)
RR
Iowa(5/16/2025)
RR
Kansas(5/16/2025)
RR
Kentucky(5/16/2025)
RR
Louisiana(5/16/2025)
RR
Massachusetts(5/16/2025)
RR
Michigan(5/16/2025)
RR
Minnesota(5/16/2025)
RR
Mississippi(5/16/2025)
RR
Missouri(5/16/2025)
RR
Nebraska(5/16/2025)
RR
North Carolina(5/16/2025)
RR
North Dakota(5/16/2025)
RR
Ohio(5/16/2025)
RR
Oklahoma(5/16/2025)
RR
South Carolina(5/16/2025)
RR
South Dakota(5/16/2025)
RR
Tennessee(6/2/2025)
RR
Virginia(5/16/2025)
RR
West Virginia(5/16/2025)
RR
Wisconsin(5/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FUNDS DISTRIBUTOR, LLC
CRD#: 7174Boston, MA 02109TRUST BUT VERIFY
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