VR
Vishal Raj
CETERA INVESTMENT ADVISERS LLC
GREENVILLE, SC 29607
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CRD#: 6990174
VR
Professional summary
Vishal Raj, who also goes by VIshalkumar K Raj, Vishalkumar Kiritsinh Raj, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenville, South Carolina.
Vishal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Vishal has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vishalkumar K Raj | Vishalkumar Kiritsinh Raj
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REI Business Solutions LLC; Managing member; Accounting for multi family real estate entities. Monthly financial statements. Bank and credit card account reconciliations; No; 1; 1; 04/21/2023; 345 Prado Way Greenville SC 29607; Provide accounting advisory. Help market services to Real estate operators. Liaison with the tax preparers. Participate in calls with clients to discuss financials. Layout strategic direction for the organization. 2) Raj & Associates CPA PC; President; Public accounting and tax preparation services. Tax advisory services. Tax Planning Services. Accounting.�Bookkeeping Services; No; 30; 30; 09/01/2022; 345 Prado Way Greenville SC 29607; Client communication , gathering information preparing , reviewing and e-filing tax returns. Preparing accounting entries and financial statements for bookkeeping clients. Prepare and document Tax plan for advisory clients. Quality inspection on the work done. 3) ITS Technologies LLC; Member; Intended to develop software applications for various industries, however never became active; No; 1; 0; 08/29/2017; 345 Prado Way Greenville SC 29607; No duties or responsibilities . It is a disregarded entity with no activity. 4) SAI PROPERTY HOLDINGS LLC; Member; Office building I own and rent out in Greenville,SC; Yes; 1; 1; 06/20/2019; 345 Prado Way Greenville SC 29607; Maintain property. Collect rent. Maintain relationships with tenants. 5) Oaks at Platte City LLC; Member; Ownership in a multifamily real estate in Kansas City, Missouri; Yes; 1; 0; 10/31/2023; 1100 Main St Kansas City MO 64105; I have no duties tied to this entity, I am a silent investor/member. 6) SVIT Investment Holdings LLC; Member; This entity was created to invest in real estate such as multi-family properties.; No; 1; 0; 03/25/2023; 345 Prado Way Greenville SC 29607; �I have no duties as I am a passive investor. 7) ITAXPRO LLC; shareholder; Tax preparation including forms 1120S, 1065, 1120 for business. Tax Preparation and e-filing for Individuals. Financial analysis of income and expenses. Estimated Tax calculations for Individuals; No; 10; 10; 09/30/2017; 345 Prado Way Greenville SC 29607; Meet clients. Collect information. Input data into tax preparation software. Review tax returns with clients. File tax return.
CRS (Client Relationship Summary) - RIA
Click below to view Vishal Raj's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 345 Prado Way, Greenville, SC 29607RIA
CRD#: 105644
GREENVILLE, SC
Past
June 10, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Greenville, SC
Past
July 19, 2018 - August 15, 2024
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Greenville, SC 29607TRUST BUT VERIFY
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