Haohan Xu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Haohan Xu was a registered financial professional .
Haohan is a previously registered financial professional and started their career in finance in 2021. Haohan had worked at 1 firm and has passed the Series 82TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2021 - January 3, 2023
APIFINY PRIME INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 8/21/2020
General Securities Representative ExaminationCurrent Firm
APIFINY PRIME INC.
CRD#: 304574 / SEC#: , 8-70404
Contact information
Documents
Red Flags
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