Daniel Grundei
Professional summary
Daniel Grundei is a registered financial professional currently at GLC SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Grundei's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2020 - Present
GLC SECURITIES, LLC
Office #1: 600 Lexington Avenue 9th Floor, New York, NY 10022October 3, 2018 - March 31, 2020
ROSSOFF & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2020)
(5/28/2020)
(5/28/2020)
Exams
FINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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