Roberto E. Moreno
Professional summary
Roberto Emilio Moreno, who also goes by Roberto Emilio Moreno, Roberto Emilio Moreno Alfaro, is a registered financial professional currently at CTC, LLC located in New York, New York.
Roberto is registered as a RR (Registered Representative) and started their career in finance in 2020. Roberto has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roberto Emilio Moreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2021 - Present
CTC, LLC
Office #1: 151 W. 42nd Street 36th Floor, New York, NY 10036May 22, 2020 - August 25, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/25/2020
Securities Trader ExamSeries 7TO
Date: 5/22/2020
General Securities Representative ExaminationCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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