Pawan D. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pawan Deep Singh, who also goes by Pawan Singh, was a registered financial professional .
Pawan is a previously registered financial professional and started their career in finance in 2020. Pawan had worked at 6 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2025 - June 3, 2025
ARBOR COURT CAPITAL, LLC
December 19, 2024 - June 24, 2025
POTOMAC
July 17, 2024 - August 14, 2024
DISTRIBUTION SERVICES, LLC
April 21, 2023 - June 28, 2024
TCW FUNDS DISTRIBUTORS LLC
March 11, 2022 - March 29, 2023
AQUILA DISTRIBUTORS LLC
November 4, 2020 - February 10, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2020 - February 10, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/31/2020
General Securities Representative ExaminationCurrent Firm
ARBOR COURT CAPITAL, LLC
CRD#: 143839 / SEC#: , 8-67609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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