ND
Norma A. Delgado Vicencio
FSAM LLC
GUAYNABO, PR 00968
Some features on this profile are disabled
CRD#: 6987959
ND
Professional summary
Norma Alejandra Delgado Vicencio, who also goes by Norma Alejandra VIcencio, Norma Alejandra Delgado Vicencio, is a registered financial advisor currently at FSAM LLC located in Guaynabo, and FIRST SOUTHERN, LLC located in Guaynabo, .
Norma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Norma has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Norma Alejandra Vicencio | Norma Alejandra Delgado Vicencio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lola & Nella, Non-investment business, On-line (no physical address), On-line boutique, Co-Owner, 02/01/2018, Aprox. 5 hrs/month during non trading hours, 0 hours during trading hours, I manage the social media of the boutique 2. Rodan and Fields, Non-investment business, On-line (no physical address), Skin care product sales, Executive Consultant, 02/2018, Aprox. 5 hours/month during non trading hours, 0 hours/month during trading hours, Direct sales 3. Monat, Non Investment related, Marketing Partner - sales, Haircare products, August 2020, Approx 5 hrs per week non trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Norma Alejandra Delgado Vicencio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2019 - Present
FSAM LLC
Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968RIA
CRD#: 287851
GUAYNABO, PR
Current
September 28, 2018 - Present
FIRST SOUTHERN, LLC
Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968BD
CRD#: 282756
Guaynabo, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FSAM LLC
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
CRD#: 287851 / SEC#: 801-122054
RIA
Registered Investment Advisory firm - (8/12/2021 Approved)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/8/2023)
RR
Florida(3/7/2019)
RR
Massachusetts(11/15/2021)
RR
Missouri(3/8/2021)
RR
New York(3/7/2019)
RR
Puerto Rico(1/7/2019)
IAR
Puerto Rico(3/1/2019)
RR
South Carolina(1/4/2021)
RR
Texas(10/30/2020)
RR
Utah(8/27/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FL
FSAM LLC
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
CRD#: 287851 / SEC#: 801-122054
RIA
Registered Investment Advisory firm - (8/12/2021 Approved)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1720 Windward Concourse Suite 115, Alpharetta, GA 30005
Mailing Address
Phone number
(770) 777-9373
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 112,853,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
