Frank L. Washelesky

Some features on this profile are disabled

CRD#: 6987733

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank L Washelesky, who also goes by Frank Lawrence Washelesky, Frank Washelesky, was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 2018. Frank had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Lawrence Washelesky | Frank Washelesky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: NEXT PLATEAU CONSULTING LLC ADDRESS OF OBA: CHICAGO, IL NATURE: PERFORMING BUSINESS VALUATIONS FOR CLOSELY HELD COMPANIES AND RELATED CONSULTING WORK INVESTMENT RELATED: NO RELATIONSHIP WITH OBA: PRESIDENT DUTIES: OVERSEE CLIENT WORK START DATE: 02/27/2008 APPROX. NUMBER OF HOURS/MONTH: 10 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 10

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 21, 2018 - October 31, 2025

ORBA WEALTH ADVISORS, LLC

RIA

CRD#: 297351

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORBA WEALTH ADVISORS, LLC

CRD#: 297351 / SEC#: 801-121526

RIA

Registered Investment Advisory firm - (6/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (6/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ORBA WEALTH ADVISORS, LLC

CRD#: 297351 / SEC#: 801-121526

RIA

Registered Investment Advisory firm - (6/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (6/28/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

455 N. Cityfront Plaza Drive Suite 1610, Chicago, IL 60611-5313

Mailing Address

Phone number

(312) 670-6262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

08 20 2025 ORBA FORM ADV PART 2A APPENDIX 1 WRAP BROCHURE FINAL (8/20/2025)

08 20 2025 ORBA FORM ADV PART 2A FINAL (8/20/2025)

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 136,895,601

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/12/2024	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Frank L. Washelesky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ORBA WEALTH ADVISORS, LLC

Primary Firm SEC Registration

ORBA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

ORBA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORBA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors