BE
Brett T. Emmons
VICUS CAPITAL
Dover, DE 19901
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CRD#: 6986979
BE
Professional summary
Brett Tomas Emmons is a registered financial advisor currently at VICUS CAPITAL, INC. located in Dover, Delaware and CETERA WEALTH SERVICES, LLC located in Dover, Delaware.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brett has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. - CRD# 116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 10/2018; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: VARIOUS APX NUMBER OF HOURS DURING TRADING HOURS: VARIOUS POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: PETER OLDZIEY & ASSOCIATES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2018, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; (4) NAME OF OTHER BUSINESS: SPIRITUAL ASSEMBLY FO THEBAHA'IS OD DOVER, DE; INVESTMENT RELATED: NO; ADDRESS: 15 PARK DR. DOVER DE 19901; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2019; POSITION/TITLE/RELATIONSHIP: VICE CHAIRMAN/ASSEMBLY MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONSULTATION ON BAHA'I ACTIVITIES IN THE COMMUNITY, FACILITATE MEETINGS WHEN NEEDED; (5) NAME OF OTHER BUSINESS: DELMARVA YOUTH AND FAMILY INSTITUTE (DYFI); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CHAMPION COMMUNITY EMPOWERMENT. RESPONSIBLE FOR OVERSEEING THE DEVELOPMENT OF DYFI; (6) NAME OF OTHER BUSINESS: WALKING PALM LLC; INVESTMENT RELATED: NO; ADDRESS: 1135 MAKAWAO AVENUE MAKAWAO, HI 96768; NATURE OF BUSINESS: COACHING PROGRAM; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACH FOR WISDOM TRUST, VIRTUAL RETREATS; (7) NAME OF OTHER BUSINESS: ATLANTIC REGIONAL TRAINING INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 101 N. MAIN ST FEDERALSBURG, MD 21632; NATURE OF BUSINESS: MENTORING PROGRAM; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MENTORING FOR YOUTH GROUPS, EMPOWERING YOUTH TO BUILD VIBRANT COMMUNITIES; (8) NAME OF OTHER BUSINESS: NEW WORLD FINANCIAL, INC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S-CORP ESTABLISHED FOR ACCOUNTING PURPOSES; 9) NAME OF OTHER BUSINESS: BE LIFE INSTITUTE, LLC, INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LEADERSHIP COACHING; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: OWNER/; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PROVIDING LEADERSHIP COACHING FOR BUSINESS OWNERS AND PROFESSIONALS;
CRS (Client Relationship Summary) - RIA
Click below to view Brett Tomas Emmons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2018 - Present
VICUS CAPITAL, INC.
Office #1: 15 Park Drive, Dover, DE 19901RIA
CRD#: 116021
Dover, DE
Current
August 20, 2018 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DOVER, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/24/2022)
IAR
Delaware(11/1/2018)
RR
Delaware(11/15/2018)
RR
Georgia(11/26/2024)
RR
Illinois(9/10/2021)
RR
Indiana(9/13/2024)
RR
Iowa(1/7/2025)
RR
Maryland(1/5/2022)
RR
New Jersey(1/4/2022)
RR
New York(9/10/2021)
RR
North Carolina(9/10/2021)
RR
Tennessee(9/13/2024)
RR
Texas(9/13/2024)
RR
Virginia(9/13/2024)
RR
Washington(4/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VICUS CAPITAL, INC.
CRD#: 116021Dover, DE 19901TRUST BUT VERIFY
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