Brett Tomas Emmons

1) NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. - CRD# 116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 10/2018; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;

(2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: VARIOUS APX NUMBER OF HOURS DURING TRADING HOURS: VARIOUS POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE

(3) NAME OF OTHER BUSINESS: PETER OLDZIEY & ASSOCIATES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2018, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

(4) NAME OF OTHER BUSINESS: SPIRITUAL ASSEMBLY FO THEBAHA'IS OD DOVER, DE; INVESTMENT RELATED: NO; ADDRESS: 15 PARK DR. DOVER DE 19901; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2019; POSITION/TITLE/RELATIONSHIP: VICE CHAIRMAN/ASSEMBLY MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONSULTATION ON BAHA'I ACTIVITIES IN THE COMMUNITY, FACILITATE MEETINGS WHEN NEEDED;

(5) NAME OF OTHER BUSINESS: DELMARVA YOUTH AND FAMILY INSTITUTE (DYFI); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CHAMPION COMMUNITY EMPOWERMENT. RESPONSIBLE FOR OVERSEEING THE DEVELOPMENT OF DYFI;

(6) NAME OF OTHER BUSINESS: WALKING PALM LLC; INVESTMENT RELATED: NO; ADDRESS: 1135 MAKAWAO AVENUE MAKAWAO, HI 96768; NATURE OF BUSINESS: COACHING PROGRAM; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACH FOR WISDOM TRUST, VIRTUAL RETREATS;

(7) NAME OF OTHER BUSINESS: ATLANTIC REGIONAL TRAINING INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 101 N. MAIN ST FEDERALSBURG, MD 21632; NATURE OF BUSINESS: MENTORING PROGRAM; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MENTORING FOR YOUTH GROUPS, EMPOWERING YOUTH TO BUILD VIBRANT COMMUNITIES;

(8) NAME OF OTHER BUSINESS: NEW WORLD FINANCIAL, INC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S-CORP ESTABLISHED FOR ACCOUNTING PURPOSES; 9) NAME OF OTHER BUSINESS: BE LIFE INSTITUTE, LLC, INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LEADERSHIP COACHING; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: OWNER/; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PROVIDING LEADERSHIP COACHING FOR BUSINESS OWNERS AND PROFESSIONALS; 10) NAME OF OTHER BUSINESS: IDEAL LIFE FINANCIAL PLANNING INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1/27, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;