DF
Daniel Ferris
FIRST COMMAND ADVISORY SERVICES
Norfolk, MA
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CRD#: 6984084
DF
Professional summary
Daniel Ferris is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Norfolk, Massachusetts and FIRST COMMAND BROKERAGE SERVICES, INC. located in Burlington, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of the other business: High Caliber Solutions LLC Whether the business is investment-related: No Address of the other business: 16 Day Street, Norfolk, MA 02056 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Founder/Sole Proprietor The start date of your relationship: 03/30/18 The approximate number of hours/month you devote to the other business: 11 - 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I teach military planning and combat leadership to Army and Air Force service members, as well as teaching performance coaching to civilian business entities. (2)Name of the other business: Dan Ferris Financial Planning LLC Whether the business is investment-related: No Address of the other business: 16 Day Street Norfolk, MA 02056 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Apr 22, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: This entity was created so that I could register it as a S-Corp for tax purposes. It does no business with any other entity except for have my First Command commissions transferred into it so I can then run a payroll service to my employees and I for my First Command Business. My CPA had me create it in order to better manage my tax obligations. All that happens is that I transfer the First Command commissions that come into my personal First Command Bank account into the Dan Ferris Financial Planning LLC bank account.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ferris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 78 Blanchard Road Suite 105, Burlington, MA 01803RIA
CRD#: 281958
Norfolk, MA
Current
October 12, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 78 Blanchard Road Suite 105, Burlington, MA 01803BD
CRD#: 3641
Burlington, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/15/2019)
RR
Georgia(7/8/2019)
RR
Maine(1/15/2019)
RR
Massachusetts(1/15/2019)
IAR
Massachusetts(1/29/2019)
RR
Michigan(8/4/2025)
RR
New Hampshire(1/15/2019)
RR
New Mexico(12/6/2023)
RR
New York(7/10/2023)
RR
North Carolina(7/22/2019)
RR
Rhode Island(1/15/2019)
RR
South Carolina(7/14/2025)
RR
Tennessee(8/31/2023)
RR
Vermont(1/15/2019)
RR
Virginia(1/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
