Alec M. Tzaneteas
Professional summary
Alec Michael Tzaneteas is a registered financial professional currently at DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York and DRIVEWEALTH, LLC located in New York, New York.
Alec is registered as a RR (Registered Representative) and started their career in finance in 2018. Alec has worked at 2 firms and has passed the Series 7TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alec Michael Tzaneteas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2018 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005January 19, 2022 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/25/2019
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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