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CRD#: 165429
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DRIVEWEALTH, LLC is located at 28 Liberty Street 50th Floor, New York, NY 10005 and was first established at New York, New Jersey in 05/24/2012. After operating for 13 years, DRIVEWEALTH, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DRIVEWEALTH, LLC’s clients are individuals and 0% of their clients are high net worth individuals. DRIVEWEALTH, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DRIVEWEALTH, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DRIVEWEALTH, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DRIVEWEALTH, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DRIVEWEALTH, LLC Comes From

Understanding the Statistics for DRIVEWEALTH, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
28 Liberty Street 50th Floor, New York, NY 10005
Mailing Address
28 Liberty Street 50th Floor, New York, NY 10005
Firm Size
Small
Phone Number
(973) 559-6750
Established
New Jersey since 05/24/2012
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DRIVEWEALTH HOLDINGS, INC.SOLE MEMBER
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCOO2262100
LAMKE, JAMES DANIELCHIEF COMPLIANCE OFFICER1418047
PALAPARTHI, VENU MADHAVCHIEF EXECUTIVE OFFICER2437777
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610

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Advisor's working at DRIVEWEALTH, LLC

MD

Michael Benjamin Dominguez

RR
CRD#: 7969429
Location:
New York, NY 10005
Company:
DRIVEWEALTH, LLC
Disclosures:
Experience:
1 year
View Profile
MM

Marybeth Mrowka

Mary Beth Mrowka, Mary Beth Pardo
RR
CRD#: 1871572
Location:
New York, NY 10005
Company:
DRIVEWEALTH, LLC
Disclosures:
Experience:
31 years
View Profile
FF

Frank Vincent Ferrara

RR
CRD#: 1844264
Location:
New York, NY 10005
Company:
DRIVEWEALTH, LLC
Disclosures:
Experience:
30 years
View Profile
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