William A. Oneil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Arthur Oneil, who also goes by Billy O'neil, William Arthur O'neil, William Arthur Oneil, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2019. William had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2022 - May 28, 2024
PUTNAM INVESTMENT MANAGEMENT, LLC
May 19, 2022 - May 28, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 4, 2021 - May 6, 2022
AMUNDI ASSET MANAGEMENT US, INC.
June 9, 2020 - December 31, 2020
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
January 7, 2019 - May 6, 2022
AMUNDI DISTRIBUTOR US, INC.
Primary Firm SEC Registration
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/25/2019
General Securities Representative ExaminationSeries 6TO
Date: 1/7/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
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