MW
Matthew K. Waste
NAVY FEDERAL INVESTMENT SERVICES
Tampa, FL 33611
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CRD#: 6983010
MW
Professional summary
Matthew K Waste, who also goes by Matt Waste, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Tampa, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Waste
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). 05/18/2022-Wings Financial Advisors- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 2). 05/18/2022-Wings Financial CU- Investment Related- At Reported Business Location(s)-Financial Institution Duty- START DATE: 10/03/2016-160 Hours Per Month/0 Hours During Securities Trading.-Time Spent Percent: 100%
CRS (Client Relationship Summary) - RIA
Click below to view Matthew K Waste's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew K Waste's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 4538 S Dale Mabry Hwy, Tampa, FL 33611RIA
BD
CRD#: 138459
Tampa, FL
Current
March 13, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 4538 S Dale Mabry Hwy, Tampa, FL 33611RIA
BD
CRD#: 138459
Tampa, FL
Past
May 18, 2022 - November 14, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
APPLE VALLEY, MN
Past
May 18, 2022 - November 14, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
APPLE VALLEY, MN
Past
November 25, 2019 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
APPLE VALLEY, MN
Past
September 17, 2018 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
APPLE VALLEY, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/7/2023)
IAR
Alaska(11/29/2023)
RR
Delaware(7/31/2025)
IAR
Delaware(8/1/2025)
RR
Florida(3/13/2023)
IAR
Florida(3/14/2023)
RR
Georgia(11/8/2023)
IAR
Georgia(11/13/2023)
RR
Minnesota(7/27/2023)
IAR
Minnesota(7/27/2023)
RR
Missouri(7/20/2023)
IAR
Missouri(7/20/2023)
RR
North Carolina(7/31/2025)
IAR
North Carolina(8/4/2025)
RR
Virginia(11/7/2023)
IAR
Virginia(11/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
